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Thomas Joseph Sant

Allstate Financial Services, LLC

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About Thomas Joseph Sant

Thomas Sant has been in the securities industry since 1996. Thomas is currently registered with Allstate Financial Services, LLC in Lindenhurst, NY and has been with the firm since 2009. Thomas holds Series 6 and 63 licenses. Thomas has previously worked with Northwestern Mutual Investment Services, Inc. in Milwaukee, WI, Robert W. Baird & Co. Incorporated in Milwaukee, WI, MetLife Securities Inc. in Springfield, MA, Metropolitan Life Insurance Company in New York, NY and FISERV INVESTOR SERVICES, INC. in Houston, TX. Thomas has a state registration in Florida and New York.

Firm Information

Thomas Sant is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Sant’s Registration & Firm History

NY

01/23/2009 - Present

Allstate Financial Services, LLC (LINDENHURST NY)

TX

02/18/1999 - 02/02/2001

FISERV INVESTOR SERVICES, INC. (HOUSTON TX)

MA

08/27/1997 - 11/30/1998

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

08/27/1997 - 11/30/1998

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

WI

03/18/1996 - 07/23/1997

NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)

WI

03/18/1996 - 07/23/1997

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MA

02/12/1988 - 12/22/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/12/1988 - 12/22/1995

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/06/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Joseph Sant.
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