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Thomas Joseph Ross

Securian Financial Services, Inc.

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About Thomas Joseph Ross

Thomas Ross has been in the financial services industry since June 1996 and currently is registered with Securian Financial Services, Inc. in Saint Paul, Minnesota. Thomas holds the Series 63, Series 7 and SIE licenses and has an active registration in Wisconsin. Thomas has previously held positions at CRI Securities, LLC, Coordinated Capital Securities, Inc., Jefferson Pilot Securities Corporation, Underwriters Equity Corporation, Ascensus Securities Corp., Packerland Brokerage Services, Inc., and Fortis Investors, Inc.

Firm Information

Thomas Ross is currently registered with Securian Financial Services, Inc.. Securian Financial Services, Inc. is a corporation formed in March 1984. The firm is registered with the SEC and in all 51 states.

Not reported

Assets Under Management

Not reported

Total Clients

184

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Ross’s Registration & Firm History

MN

11/10/2006 - Present

Securian Financial Services, Inc. (ST. PAUL MN)

WI

11/10/2006 - 10/18/2021

CRI SECURITIES, LLC (MADISON WI)

WI

08/17/2005 - 10/03/2006

COORDINATED CAPITAL SECURITIES, INC. (MADISON WI)

IN

11/15/2002 - 08/02/2005

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

PA

01/24/2001 - 04/30/2001

UNDERWRITERS EQUITY CORPORATION (HARRISBURG PA)

WI

10/09/1995 - 01/10/2001

ASCENSUS SECURITIES CORP. (MADISON WI)

WI

02/02/1995 - 12/14/1998

PACKERLAND BROKERAGE SERVICES, INC. (GREEN BAY WI)

MN

10/12/1994 - 09/22/1995

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 10/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Joseph Ross.
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