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Thomas Joseph Rivest

Variable Investment Associates, Inc.

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About Thomas Joseph Rivest

Thomas Rivest is a financial professional with over 30 years of experience in the financial services industry. Thomas is registered with Variable Investment Associates, Inc. in TEA, SD and is licensed to sell securities in Connecticut, Florida, Massachusetts, and Rhode Island. Thomas has a Series 6, Series 63, and SIE license. Previously, Thomas was associated with MARK SECURITIES, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, and JOHN HANCOCK DISTRIBUTORS, INC.

Firm Information

Thomas Rivest is currently registered with Variable Investment Associates, Inc.. Variable Investment Associates, Inc. is a Corporation formed in 1997-10-03. It is approved and registered in 49 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

56

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Rivest’s Registration & Firm History

SD

12/12/2003 - Present

Variable Investment Associates, Inc. (TEA SD)

NY

08/07/1995 - 11/28/2001

MARK SECURITIES, INC. (PELHAM MANOR NY)

MA

05/22/1991 - 04/07/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

05/22/1991 - 04/07/1995

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

03/26/1985 - 05/14/1991

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

03/26/1985 - 05/14/1991

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 06/26/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Joseph Rivest. Review regulatory record here.
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