Unclaimed
Thomas Rivest is a financial professional with over 30 years of experience in the financial services industry. Thomas is registered with Variable Investment Associates, Inc. in TEA, SD and is licensed to sell securities in Connecticut, Florida, Massachusetts, and Rhode Island. Thomas has a Series 6, Series 63, and SIE license. Previously, Thomas was associated with MARK SECURITIES, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, and JOHN HANCOCK DISTRIBUTORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SD
12/12/2003 - Present
Variable Investment Associates, Inc. (TEA SD)
NY
08/07/1995 - 11/28/2001
MARK SECURITIES, INC. (PELHAM MANOR NY)
MA
05/22/1991 - 04/07/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/22/1991 - 04/07/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
03/26/1985 - 05/14/1991
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
03/26/1985 - 05/14/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 06/26/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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