Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Rayton is a financial advisor registered with the state of Texas. Thomas has been in the industry since 2019, with previous experience at TD Ameritrade, INC., J.P. Morgan Securities LLC, and AXA Advisors, LLC. Currently, Thomas is registered with Fisher Investments and provides financial advice to individuals, families, and institutional clients. Thomas specializes in Portfolio Management, Financial Planning, and Portfolio Assessment. Thomas holds several licenses including Series 3, Series 7TO, SIE, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
04/08/2024 - Present
Fisher Investments (PLANO TX)
TX
12/18/2020 - 12/04/2023
TD AMERITRADE, INC. (Southlake TX)
TX
12/17/2019 - 08/06/2020
J.P. MORGAN SECURITIES LLC (CONROE TX)
TX
04/12/2019 - 08/07/2019
AXA ADVISORS, LLC (THE WOODLANDS TX)
IA
Issued 04/08/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2022
Series 3 - National Commodity Futures Examination
BC
Issued 04/12/2019
Series 7TO - General Securities Representative Examination
BC
Issued 03/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
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