Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Raleigh is an investment advisor representative with Fidelity Personal And Workplace Advisors. Thomas has been working in the financial services industry since September 18, 1998. Thomas has a broad range of experience, having previously worked at a number of firms including J.P. MORGAN SECURITIES LLC, E*TRADE SECURITIES LLC, MORGAN STANLEY, CHARLES SCHWAB & CO., INC., and MSI FINANCIAL SERVICES, INC. Thomas holds Series 6, 7, 63 and 66 licenses. Thomas is registered to provide investment advisory services in several states including Florida, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/11/2024 - Present
Fidelity Personal AND Workplace Advisors (GARDEN CITY NY)
NY
09/07/2023 - 04/17/2024
J.P. MORGAN SECURITIES LLC (GARDEN CITY NY)
NY
11/24/2021 - 08/21/2023
E*TRADE SECURITIES LLC (Garden City NY)
NY
03/16/2023 - 08/17/2023
MORGAN STANLEY (Garden City NY)
NY
10/10/2016 - 01/07/2022
CHARLES SCHWAB & CO., INC. (New York City NY)
NY
11/07/2012 - 09/22/2016
MSI FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
12/12/2005 - 10/08/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (NEW YORK NY)
NY
01/03/2005 - 10/31/2005
NFB INVESTMENT SERVICES CORP. (MELVILLE NY)
NY
01/02/2004 - 01/03/2005
GREENPOINT SECURITIES LLC (LAKE SUCCESS NY)
CA
02/16/2000 - 01/02/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
11/26/1997 - 08/18/1999
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
BOTH
Issued 10/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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