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Thomas Joseph Powers

Raymond James & Associates, Inc.

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About Thomas Joseph Powers

Thomas Joseph Powers is a financial advisor with over 35 years of experience in the industry. Powers is currently registered with Raymond James & Associates, Inc. and has held previous positions with RBC Capital Markets, LLC, William R. Hough & Co. and First Liberty Investment Group, Inc. Powers's area of expertise includes providing financial planning, portfolio management for individuals and businesses, and pension consulting. Powers is also an active member of the Ronald McDonald House Charities of Tampa Bay Investment Committee. Powers is licensed to sell securities in 28 states and holds a Series 7, Series 24, Series 31 and Series 66 license.

Firm Information

Thomas Powers is currently registered with Raymond James & Associates, Inc.. Raymond James & Associates, Inc. is a corporation headquartered in St. Petersburg, Florida, that was formed in February 1969. With a team of over 7,700 licensed agents, investment adviser representatives, and registered representatives, the firm manages over $433 billion in assets for a diverse clientele including high-net-worth individuals, corporations, insurance companies, pension plans, and charitable organizations. Raymond James offers a wide range of advisory services including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies. The firm is registered with the Securities and Exchange Commission and is licensed to operate in all 50 states and the District of Columbia.
Raymond James & Associates, Inc.

880 CARILLON PARKWAY

ST. PETERSBURG, FL 33716

$433.81B

Assets Under Management

2,313

Total Clients

6,961

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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please see note in schedule d - miscellaneous

Please see note in schedule d - miscellaneous

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Powers’s Registration & Firm History

FL

05/27/2022 - Present

Raymond James & Associates, Inc. (ST. PETERSBURG FL)

FL

02/27/2004 - 12/20/2021

RBC CAPITAL MARKETS, LLC (ST. PETERSBURG FL)

FL

08/20/1998 - 02/27/2004

WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)

PA

06/23/1993 - 08/05/1998

FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)

NA

04/22/1992 - 11/04/1993

FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.

NA

10/24/1989 - 12/31/1992

JASON MACKENZIE SECURITIES CORPORATION

NA

10/16/1987 - 07/24/1989

HUBERMAN SECURITIES CORP.

NA

12/17/1985 - 10/26/1987

PITTOCK FINANCIAL CORPORATION

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Licenses & Designations

BOTH

Issued 05/27/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/30/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/1990

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2009

Series 31 - Futures Managed Funds Examination

BC

Issued 12/14/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 4 public disclosures for Thomas Joseph Powers. Review regulatory record here.
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