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Thomas Joseph Pignone

Turning Point Financial

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About Thomas Joseph Pignone

Thomas Joseph Pignone is a financial advisor with over 20 years of experience. Thomas is currently registered with Turning Point Financial in Frederick, Maryland. Thomas's previous experience includes Cambridge Investment Research, Inc., PlanMember Securities Corporation, SII Investments, Inc., and The House of Securities Company. Thomas holds Series 1, 63, and 65 licenses. Thomas specializes in providing financial planning and portfolio management services for individuals, families, and businesses.

Firm Information

Thomas Pignone is currently registered with Turning Point Financial. Turning Point Financial is an investment advisor based in Frederick, MD with $310 million in regulatory assets under management. The firm offers financial planning, portfolio management for individuals, and selection of other advisors. Turning Point Financial has 14 investment advisory functions and primarily serves high-net-worth individuals, corporations or other businesses, and individuals other than high-net-worth.
Turning Point Financial

7210 CORPORATE CT.

FREDERICK, MD 21703

$310.01M

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Pignone’s Registration & Firm History

MD

01/03/2025 - Present

Turning Point Financial (FREDERICK MD)

MD

01/17/2013 - 07/23/2019

CAMBRIDGE INVESTMENT RESEARCH, INC. (FREDERICK MD)

MD

09/14/2005 - 02/01/2013

PLANMEMBER SECURITIES CORPORATION (FREDERICK MD)

WI

08/08/2003 - 09/21/2005

SII INVESTMENTS, INC. (APPLETON WI)

MD

12/03/1974 - 08/11/2003

THE HOUSE OF SECURITIES COMPANY (FREDERICK MD)

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Licenses & Designations

IA

Issued 09/21/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/13/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/12/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Thomas Joseph Pignone. Review regulatory record here.
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