Unclaimed
Thomas Picone is a financial advisor at MML Investors Services, LLC. Thomas has been in the financial services industry since 1987. Thomas has experience in various financial services, including investment advice and insurance. Thomas has been a registered representative with FINRA since 1987. Thomas is currently registered to sell securities in 53 states, including New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
02/24/2020 - Present
MML Investors Services, LLC (TARRYTOWN NY)
NY
04/23/2010 - 11/02/2011
PRIVATE CLIENT SERVICES, LLC (MT KISCO NY)
NY
04/28/2008 - 04/26/2010
WOODBURY FINANCIAL SERVICES, INC. (MT KISCO NY)
NY
05/21/2007 - 04/15/2008
HORNOR, TOWNSEND & KENT, INC. (TARRYTOWN NY)
NY
01/26/1993 - 05/23/2007
1717 CAPITAL MANAGEMENT COMPANY (NEW YORK NY)
NY
07/20/1987 - 01/12/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/20/1987 - 01/12/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 10/05/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 02/20/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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