Unclaimed
Thomas Parnell is a financial advisor with Riversource Distributors, Inc., located in Minneapolis, MN. Thomas has over 10 years of experience in the financial services industry and holds the Series 7, Series 63 and SIE licenses. Thomas has been with Riversource Distributors, Inc. since December 7, 2015, and previously worked at Ameriprise Financial Services, Inc. from May 2, 2012, to December 7, 2015. Thomas is registered with the state of Minnesota and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
12/07/2015 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
05/02/2012 - 12/07/2015
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 05/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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