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Thomas Joseph Parnell

Riversource Distributors, Inc.

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About Thomas Joseph Parnell

Thomas Parnell is a financial advisor with Riversource Distributors, Inc., located in Minneapolis, MN. Thomas has over 10 years of experience in the financial services industry and holds the Series 7, Series 63 and SIE licenses. Thomas has been with Riversource Distributors, Inc. since December 7, 2015, and previously worked at Ameriprise Financial Services, Inc. from May 2, 2012, to December 7, 2015. Thomas is registered with the state of Minnesota and several other states.

Firm Information

Thomas Parnell is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Parnell’s Registration & Firm History

MN

12/07/2015 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

05/02/2012 - 12/07/2015

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 05/05/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Joseph Parnell.
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