Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas O'Connell is a financial professional with over 30 years of experience in the financial services industry. Thomas is currently registered with Bankers Life Advisory Services, Inc. Prior to joining Bankers Life Advisory Services, Inc. Thomas was employed by Wells Fargo Advisors, LLC, PRUCO Securities, LLC., and other financial firms. Thomas holds several industry licenses and designations, including Series 7, 8, 9, 10, 24, 63, 65, and 66, as well as the Chartered Financial Consultant designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Non-discretionary investment consulting services
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2
IL
02/26/2016 - Present
Bankers Life Advisory Services, Inc. (CHICAGO IL)
IL
05/02/2007 - 03/15/2011
WELLS FARGO ADVISORS, LLC (BLOOMINGTON IL)
IL
03/02/2006 - 05/02/2007
PRUCO SECURITIES, LLC. (NAPERVILLE IL)
IL
06/27/2005 - 10/26/2005
BLC FINANCIAL SERVICES, INC. (CHICAGO IL)
TX
06/12/2002 - 11/25/2003
AFS BROKERAGE, INC. (AUSTIN TX)
IN
04/28/1999 - 07/19/2000
CONSECO EQUITY SALES, INC. (CARMEL IN)
NA
01/12/1999 - 02/03/1999
CONSECO EQUITY SALES, INC.
IN
08/05/1998 - 01/12/1999
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
IN
04/14/1997 - 08/05/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
NA
11/13/1993 - 04/14/1997
CONSECO EQUITY SALES, INC.
NY
06/26/1991 - 12/18/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
VA
01/18/1990 - 07/31/1991
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
NA
02/18/1988 - 07/12/1989
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
11/14/1987 - 01/20/1988
ROBERT W. BAIRD & CO. INCORPORATED
NA
01/24/1983 - 01/19/1988
NML EQUITY SERVICES, INC.
NY
11/27/1984 - 09/24/1985
NEL EQUITY SERVICES CORPORATION (NEW YORK NY)
NA
11/25/1980 - 10/05/1982
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BOTH
Issued 02/25/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/24/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2020
Series 24 - General Securities Principal Examination
BC
Issued 07/06/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/08/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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