Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas O'Connell is a registered investment advisor representative with Brookstone Capital Management LLC. Thomas has been in the financial industry since 1988 and has experience in various sectors. Thomas O'Connell is registered with the states of New Jersey and Tennessee. Thomas O'Connell was previously employed by APW CAPITAL, INC., CADARET, GRANT & CO., INC., SUMMIT EQUITIES, INC., PRUCO SECURITIES CORPORATION, THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, and HYM FINANCIAL, INC. Thomas O'Connell has passed the Series 6, 7, 24, 63, and 65 exams. Thomas is a member of the Better Business Bureau of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
09/24/2019 - Present
Brookstone Capital Management LLC (WHEATON IL)
NJ
02/10/2000 - 09/30/2019
APW CAPITAL, INC. (Rockaway NJ)
NY
12/11/1996 - 02/01/2000
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
11/27/1996 - 12/19/1996
CADARET, GRANT & CO., INC.
NJ
11/18/1991 - 11/27/1996
SUMMIT EQUITIES, INC. (PARSIPPANY NJ)
NJ
04/05/1988 - 11/22/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/05/1988 - 11/22/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
10/20/1987 - 02/01/1988
HYM FINANCIAL, INC.
IA
Issued 10/09/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/04/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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