Unclaimed
Thomas Joseph Nicoski is a financial professional with over 25 years of experience in the financial services industry. Thomas is currently registered with U.S. Bancorp Investments, Inc. and has a wide range of experience in the financial industry including previous roles at RBC Capital Markets, LLC, John G. Kinnard and Company, Incorporated, and Piper Jaffray Inc. Thomas is licensed to provide financial services in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
06/27/2019 - Present
U.s. Bancorp Investments, Inc. (Minneapolis MN)
MN
10/15/1999 - 06/05/2019
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
04/07/1999 - 10/15/1999
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
MN
07/15/1997 - 09/22/1998
NALAC FINANCIAL PLANS, LLC (MINNEAPOLIS MN)
MN
12/10/1993 - 01/28/1997
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 01/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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