Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Nervegna is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Thomas has been in the securities industry since 1980. Thomas has a wide range of experience in the financial services industry, having worked for several firms over the years. Thomas holds several licenses and registrations, including Series 63, Series 65, Series 24, Series 7, and Series 1. Thomas also holds a SIE designation. Thomas is currently registered in 15 states. Thomas is committed to providing his clients with personalized financial advice and investment strategies tailored to their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (TARRYTOWN NY)
NY
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (TARRYTOWN NY)
NY
09/03/1991 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
01/13/1981 - 09/06/1991
CPC SECURITIES CORPORATION
NA
01/02/1980 - 01/16/1981
AMERICAN GENERAL CAPITAL PLANNING, INC.
IA
Issued 7/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/4/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/21/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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