Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Murray is a financial professional with over 20 years of experience in the industry. Thomas currently holds the position of Vice President of Investment at B. Riley Wealth Advisors, Inc. He is a licensed Investment Advisor Representative in New Jersey and New York, as well as a registered representative with FINRA. Thomas has a strong background in financial planning, portfolio management, and insurance, and is committed to providing clients with personalized financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/23/2021 - Present
B. Riley Wealth Advisors, Inc. (PLAINVIEW NY)
NY
06/29/2015 - 07/22/2022
NATIONAL SECURITIES CORPORATION (PLAINVIEW NY)
NY
05/29/2013 - 06/25/2015
JHS CAPITAL ADVISORS, LLC (PLAINVIEW NY)
NY
07/25/2001 - 04/17/2012
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
11/08/1999 - 06/05/2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
04/16/1998 - 09/21/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/21/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1998
Series 3 - National Commodity Futures Examination
BC
Issued 04/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Murray is the right advisor for you? Invested Better is here to help.
