Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Murray is a financial advisor with Sun Life Institutional Distributors (u.s.) LLC. Thomas has been in the financial industry since June 3, 1989. Thomas has a broad range of experience, having worked for several firms over the years, including NYLIFE Securities Inc. and IFMG Securities, Inc. Thomas holds a number of licenses and certifications including Series 7, Series 10, Series 9, Series 24, Series 27, Series 53, Series 63 and SIE. Thomas has also passed the Series 99TO exam. Thomas is registered in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/24/2018 - Present
SUN Life Institutional Distributors (u.s.) LLC (WELLESLEY HILLS MA)
MA
07/15/2008 - 09/28/2018
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MA
07/15/2008 - 08/23/2013
CLARENDON INSURANCE AGENCY, INC. (WALTHAM MA)
NY
08/03/2006 - 06/13/2008
IFMG SECURITIES, INC. (PURCHASE NY)
NY
10/26/1992 - 08/01/2006
NYLIFE SECURITIES INC. (SLEEPY HOLLOW NY)
NJ
12/03/2001 - 04/15/2005
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
NJ
11/04/1996 - 08/14/2001
NYLIFE DISTRIBUTORS INC. (JERSEY CITY NJ)
NA
11/04/1996 - 02/19/1997
EAGLE STRATEGIES CORP
NY
08/27/1990 - 10/09/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
12/20/1988 - 04/30/1990
MCNEIL, MANTHA (U.S.A.) CORP. (NEW YORK NY)
BC
Issued 02/02/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/26/1993
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/22/1992
Series 4 - Registered Options Principal Examination
BC
Issued 04/13/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/21/1989
Series 24 - General Securities Principal Examination
BC
Issued 04/06/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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