Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Murray is a financial professional with over 35 years of experience in the financial services industry. Thomas is currently registered with TP Icap Global Markets Americas LLC and previously with ICAP Securities USA LLC. Thomas is licensed to conduct business in New York. Thomas has passed the Series 3, 7, 55, 63, 57TO, 72, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/15/2002 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
09/08/1992 - 01/25/2002
GARBAN LLC (NEW YORK NY)
NA
02/28/1991 - 09/09/1992
FUNDAMENTAL BROKERS
NA
07/31/1990 - 02/28/1991
FUNDAMENTAL BROKERS INC.
NY
07/25/1987 - 07/17/1990
RMJ SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/15/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/14/2001
Series 3 - National Commodity Futures Examination
BC
Issued 01/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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