Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Morgera is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Thomas is registered with FINRA, and is also registered in CT, RI and TX. Thomas has passed the General Securities Representative Examination and the Securities Industry Essentials Examination. Thomas's background includes experience with Oak Middle School (Shrewsbury Public Schools), Shrewsbury High School, Saint Anselm College, Masis Professional Group (Division of Masis Staffing Solutions), Cogmedix, Inc (A Coghlin Company), Priority Funding, LLC, Chapin's Bayside Restaurant, Forward Financial Services, Inc, Superior Communication Services and Personal Internship for Rand Currier.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
09/19/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LINCOLN RI)
BC
Issued 08/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/09/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Morgera is the right advisor for you? Invested Better is here to help.
