Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Monahan is a financial advisor at Independent Financial Group, LLC. Thomas has been in the industry since 1987 and is currently registered as a broker-dealer and investment advisor representative in California. Thomas has previous experience at several firms including EPLANNING SECURITIES, INC., CANTELLA & CO., INC., WELLS FARGO INVESTMENTS, LLC, WELLS FARGO VAN KASPER, LLC, FIRST UNION SECURITIES, INC., DEAN WITTER REYNOLDS INC., and BARABAN SECURITIES, INC. Thomas offers financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/23/2008 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
CA
02/29/2008 - 12/12/2008
EPLANNING SECURITIES, INC. (ROSEVILLE CA)
CA
10/07/2003 - 03/11/2008
CANTELLA & CO., INC. (SAN DIEGO CA)
CA
07/11/2001 - 09/12/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
10/20/1999 - 07/11/2001
WELLS FARGO VAN KASPER, LLC (SAN FRANCISCO CA)
MO
08/23/1996 - 11/05/1999
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
01/01/1988 - 08/15/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/22/1987 - 12/15/1987
BARABAN SECURITIES, INC.
IA
Issued 06/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1989
Series 3 - National Commodity Futures Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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