Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mitchell is a financial advisor with Charles Schwab & CO., Inc. Thomas has been in the industry since March 8, 2018. Thomas is registered with the state of Indiana and Texas. Thomas has Series 3, 4, 7, 9, 10, 57, and 66 securities licenses, as well as the SIE exam. Prior to joining Charles Schwab, Thomas was employed by TD Ameritrade and Donovan, Schayer & Massey Trading LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
TX
07/07/2021 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
12/06/2019 - 04/16/2020
TD AMERITRADE, INC. (Southlake TX)
IL
07/26/2011 - 06/10/2013
DONOVAN, SCHAYER & MASSEY TRADING LLC (CHICAGO IL)
BOTH
Issued 07/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2021
Series 4 - Registered Options Principal Examination
BC
Issued 03/23/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/03/2023
Series 57TO - Securities Trader Exam
BC
Issued 11/10/2020
Series 3 - National Commodity Futures Examination
BC
Issued 12/06/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/27/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Thomas Mitchell is the right advisor for you? Invested Better is here to help.
