Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McManus is a financial professional with over 17 years of experience in the industry. Currently, Thomas is a registered representative with Tradition Securities and Derivatives LLC. Thomas has passed Series 3, 7, 24, 55, 57TO and SIE exams, and has held previous positions with UBS Securities LLC and TFS Derivatives LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/31/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
06/17/2009 - 05/10/2016
TFS DERIVATIVES LLC (NEW YORK NY)
CT
06/13/2005 - 11/20/2008
UBS SECURITIES LLC (STAMFORD CT)
BC
Issued 07/03/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/07/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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