Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McGuirk is a financial advisor with over 20 years of experience in the industry. He is currently registered with Hightower Advisors, LLC and has been with the firm since September 2010. Thomas is also registered with the state of California as an Investment Advisor Representative. Prior to joining Hightower Advisors, Thomas held positions at various firms including Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sanford C. Bernstein & Co., LLC and Charles Schwab & Co., Inc. Thomas specializes in portfolio management for individuals and businesses and offers a range of advisory services including financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
CA
09/28/2010 - Present
Hightower Advisors, LLC (Half Moon Bay CA)
CA
05/25/2005 - 11/21/2008
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
NY
06/03/2003 - 05/24/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/16/2001 - 02/25/2003
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
TX
10/05/1998 - 12/13/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
10/10/1997 - 01/21/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
09/25/1996 - 01/06/1997
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
IA
Issued 10/04/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/30/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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