Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas McGroarty is a financial advisor with over 35 years of experience in the financial services industry. Thomas has a deep understanding of the financial markets and has a proven track record of helping clients achieve their financial goals. Thomas is committed to providing personalized financial advice and guidance to his clients. He currently works at Nations Financial Group, Inc., where he offers investment and advisory services. Previously, Thomas worked for Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Prudential Securities Incorporated. Thomas holds a Series 65, Series 63, Series 24, Series 8, Series 31, PC, and Series 7 licenses, allowing him to provide a wide range of financial services to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
07/14/2023 - Present
Nations Financial Group, Inc. (BERWYN PA)
PA
07/10/2015 - 07/25/2023
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (BERWYN PA)
PA
10/14/2005 - 07/10/2015
WELLS FARGO ADVISORS, LLC (WAYNE PA)
NY
01/25/1994 - 10/17/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/06/1991 - 01/31/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/19/1983 - 08/20/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
09/26/1978 - 02/07/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/21/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
09/29/1977 - 05/07/1978
DEHAVEN & TOWNSEND, CROUTER & BODINE INCORPORATED
NA
01/27/1976 - 07/01/1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 03/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/28/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 05/01/1978
PC - AMEX Put and Call Exam
BC
Issued 01/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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