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Thomas Joseph Maliszewski

Northwestern Mutual Investment Services, LLC

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About Thomas Joseph Maliszewski

Thomas Maliszewski is a financial advisor with Northwestern Mutual Investment Services, LLC, a firm with a strong reputation for providing comprehensive financial solutions. Thomas has over a decade of experience in the financial services industry and is committed to helping clients achieve their financial goals. He holds the Series 6, 7, and 63 licenses as well as the SIE designation, demonstrating his dedication to professional development. Thomas is dedicated to providing clients with personalized financial advice and helping them make informed decisions about their investments.

Firm Information

Thomas Maliszewski is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Maliszewski’s Registration & Firm History

WI

07/10/2012 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

02/12/2008 - 09/02/2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WI

05/14/2007 - 10/12/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 05/18/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2015

Series 7 - General Securities Representative Examination

BC

Issued 05/11/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Joseph Maliszewski.
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