linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Joseph Magee

Scotia Capital (usa) Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Joseph Magee

Thomas Magee is a financial professional with over a decade of experience in the industry. Thomas has held various roles at prominent firms like Daiwa Capital Markets America Inc. and Morgan Stanley & Co. LLC. Thomas is currently registered with Scotia Capital (usa) Inc. in New York and holds a Series 7, Series 24, Series 63, Series 99TO and SIE license.

Firm Information

Thomas Magee is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Magee’s Registration & Firm History

NY

08/11/2021 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

08/14/2017 - 02/19/2020

FGC SECURITIES, LLC (NEW YORK NY)

NY

05/20/2016 - 08/15/2017

DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)

NY

02/24/2014 - 11/30/2015

CANACCORD GENUITY INC. (NEW YORK NY)

NY

09/27/2012 - 02/27/2014

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

04/14/2010 - 06/15/2011

CHAPDELAINE & CO. (NEW YORK NY)

Not sure if Thomas Joseph Magee is right for you?

Licenses & Designations

BC

Issued 05/26/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/13/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Joseph Magee.
Not sure if Thomas Joseph Magee is right for you?