Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lucas is a financial advisor in Fairfield, CT. Thomas has been in the financial industry since May 1998 and is currently registered with Edward Jones. Thomas has experience in various aspects of financial advising and specializes in providing financial planning, pension consulting, and selection of other advisors for both individuals and businesses. Thomas has a strong track record of success and is committed to providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
06/22/2022 - Present
Edward Jones (FAIRFIELD CT)
CT
05/13/2004 - 06/21/2022
CHARLES SCHWAB & CO., INC. (Fairfield CT)
CA
05/09/2003 - 04/27/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MI
01/07/2002 - 05/09/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
CT
09/07/2000 - 01/10/2002
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
NY
04/15/1998 - 08/07/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/12/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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