Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Loughlin is a financial advisor with LPL Financial LLC based in Needham, Massachusetts. Thomas has been in the industry since 1981. Thomas has a wide range of experience and expertise including providing financial planning, portfolio management and other non-discretionary advisory services. Thomas previously worked at PARKLAND SECURITIES, LLC, INVESTORS CAPITAL CORP., WALNUT STREET SECURITIES, INC., NORTH AMERICAN MANAGEMENT, INC., WASHINGTON SQUARE SECURITIES, INC., PML SECURITIES COMPANY, and SECURITY FIRST FINANCIAL, INC.. Thomas is registered with FINRA and holds Series 63, 6TO, 22TO, SIE, and 1 licenses. Thomas also holds licenses in the following states: California, Connecticut, Florida, Indiana, Maine, Massachusetts, North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/19/2024 - Present
LPL Financial LLC (NEEDHAM MA)
MA
10/22/2010 - 01/19/2024
PARKLAND SECURITIES, LLC (Norwood MA)
MA
08/21/2001 - 10/22/2010
INVESTORS CAPITAL CORP. (STOUGHTON MA)
CA
06/01/1996 - 08/07/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
SD
12/09/1994 - 06/01/1996
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
CT
09/01/1993 - 12/14/1994
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
DE
12/07/1990 - 08/20/1993
PML SECURITIES COMPANY (NEWARK DE)
CA
08/01/1979 - 12/31/1988
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
BC
Issued 10/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/28/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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