Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Lalley is an investment advisor representative associated with MAI Capital Management, LLC. Thomas Lalley has been in the industry since 1993. Thomas is a Certified Financial Planner and a Chartered Financial Analyst and has a wide range of experience in the financial services industry, including working with NFP ADVISOR SERVICES, LLC and PRINCOR FINANCIAL SERVICES CORPORATION. Thomas is registered in Ohio and has been registered since 2019. The firm has its main office in Cleveland, Ohio, with a branch office in Cincinnati, Ohio, where Thomas Lalley works.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
OH
07/17/2019 - Present
MAI Capital Management, LLC (Cincinnati OH)
OH
05/16/2005 - 02/19/2015
NFP ADVISOR SERVICES, LLC (CINCINNATI OH)
IA
11/03/2000 - 03/17/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
RI
05/16/1996 - 08/30/2000
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/10/1993 - 05/16/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 09/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2015
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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