Unclaimed
Thomas Kuhn is a financial advisor with B. Riley Wealth Management in Oakbrook Terrace, IL. Thomas has been in the financial services industry since 1999 and has a strong track record of success. Thomas is a licensed Series 6 and Series 63 representative and holds the SIE exam. Thomas is registered in Arizona, Colorado, Florida, Illinois and Wisconsin. Thomas has previously held positions with National Securities Corporation and Genworth Financial Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/22/2022 - Present
B. Riley Wealth Management (OAKBROOK TERRACE IL)
IL
08/21/2006 - 07/22/2022
NATIONAL SECURITIES CORPORATION (OAKBROOK TERRACE IL)
IL
05/10/1999 - 08/01/2006
GENWORTH FINANCIAL SECURITIES CORPORATION (WHEATON IL)
BC
Issued 07/08/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Kuhn is the right advisor for you? Invested Better is here to help.