Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph King is a financial advisor with LPL Financial LLC, based in ST. JOSEPH, MI. Thomas has been in the industry since September 1998 and has experience with EDWARD JONES and WELLS FARGO CLEARING SERVICES, LLC. Thomas holds Series 63, 66, 7 and SIE licenses. Thomas currently works with individuals, businesses, high-net-worth clients, pension and profit-sharing plans, corporations, charitable organizations, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/16/2024 - Present
LPL Financial LLC (ST. JOSEPH MI)
MI
10/22/2010 - 03/05/2018
WELLS FARGO CLEARING SERVICES, LLC (ST. JOSEPH MI)
MI
09/02/1998 - 10/25/2010
EDWARD JONES (ST JOSEPH MI)
BOTH
Issued 12/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas King is the right advisor for you? Invested Better is here to help.
