Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph King is a financial advisor with LPL Enterprise, LLC. Thomas has over 30 years of experience in the financial services industry. He is a registered representative and investment advisor in North Carolina. Thomas holds Series 7, 6, 63, and 65 licenses. He is also a registered representative in Connecticut, Florida, Massachusetts, New Jersey, New York, and North Carolina. Thomas specializes in providing financial planning, investment management, and consulting services to individuals and businesses. He is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
11/14/2024 - Present
LPL Enterprise, LLC (HIGH POINT NC)
NC
03/25/2017 - 03/01/2021
MML INVESTORS SERVICES, LLC (High Point NC)
NC
06/30/1993 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (High Point NC)
NC
06/30/1993 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (GREENSBORO NC)
IA
Issued 06/06/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 06/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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