Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas King is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Raymond James & Associates, Inc., and is licensed in multiple states. Thomas has a variety of experience in the financial services industry, including previous roles with CITIGROUP GLOBAL MARKETS INC., ESSEX NATIONAL SECURITIES, INC., ARAGON FINANCIAL SERVICES, INC., and PAINEWEBBER INCORPORATED. Thomas provides financial planning, portfolio management, and investment advisory services to individuals, corporations, and institutions. Thomas has a commitment to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/17/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
07/05/1995 - 07/24/2008
CITIGROUP GLOBAL MARKETS INC. (TAMPA FL)
CA
04/07/1995 - 07/05/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
01/07/1994 - 12/31/1994
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
NJ
03/17/1992 - 08/16/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CO
05/16/1991 - 01/24/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 08/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1992
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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