Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Kiernan is a financial advisor registered with Wintrust Investments LLC, a firm with a large focus on servicing high-net-worth individuals, corporations, and pension and profit-sharing plans. He is experienced in offering a variety of investment advisory services, including financial planning and portfolio management for individuals and businesses. Thomas has been in the industry since 1980.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/09/1998 - Present
Wintrust Investments LLC (CHICAGO IL)
IL
05/02/1990 - 02/26/1998
ROMANO BROTHERS AND COMPANY (EVANSTON IL)
NA
08/25/1980 - 05/04/1990
COLUMBIAN SECURITIES, INC.
BC
Issued 08/08/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/23/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/16/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Kiernan is the right advisor for you? Invested Better is here to help.
