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Thomas Joseph Kieffer

IBN Financial Services, Inc.

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About Thomas Joseph Kieffer

Thomas Kieffer is a financial professional with over 30 years of experience in the industry. Currently, Thomas is a registered representative with IBN Financial Services, Inc. Thomas has a strong track record of providing financial advice to individuals, corporations, and charitable organizations. Thomas has a deep understanding of investment strategies and is dedicated to helping clients achieve their financial goals.

Firm Information

Thomas Kieffer is currently registered with IBN Financial Services, Inc.. IBN Financial Services, Inc. is a Corporation formed in 1995 and headquartered in Liverpool, NY. They are a registered investment advisor with the SEC and in 49 states. IBN Financial Services, Inc. provides financial planning, portfolio management for individuals, and selection of other advisors. The firm manages approximately $163 million in assets for 830 clients, including high-net-worth individuals, corporations, charitable organizations, and individuals other than high-net-worth.
IBN Financial Services, Inc.

404 OLD LIVERPOOL RD

LIVERPOOL, NY 13088

$163.06M

Assets Under Management

Not reported

Total Clients

54

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Selection and monitoring fees

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Thomas Kieffer’s Registration & Firm History

NY

07/21/2015 - Present

IBN Financial Services, Inc. (LIVERPOOL NY)

FL

02/19/2013 - 07/22/2015

MIDAMERICA FINANCIAL SERVICES, INC. (LAKELAND FL)

NV

01/08/2013 - 02/15/2013

MVP AMERICAN SECURITIES (LAS VEGAS NV)

NV

05/16/2011 - 12/31/2012

MVP AMERICAN SECURITIES (LAS VEGAS NV)

FL

03/02/2000 - 05/06/2011

SIGMA FINANCIAL CORPORATION (LAKELAND FL)

AZ

11/16/1998 - 03/03/2000

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

CA

01/04/1993 - 11/16/1998

UNITED PACIFIC SECURITIES, INC. (CARLSBAD CA)

KS

12/20/1989 - 12/31/1992

VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)

NA

03/22/1988 - 01/01/1990

VANSOUTH SECURITIES, INC.

NA

05/08/1987 - 01/01/1990

VANSOUTH SECURITIES, INC.

NA

07/06/1987 - 12/31/1989

PW SECURITIES, INC.

NA

07/15/1986 - 05/29/1987

TAX ADVANTAGED INVESTMENTS, INC.

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Licenses & Designations

BC

Issued 08/21/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/1994

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 07/24/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/03/1984

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Thomas Joseph Kieffer. Review regulatory record here.
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