Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kennedy is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Alps Distributors, Inc. and Alps Portfolio Solutions Distributor, Inc. Previously, Thomas worked with MSEC, LLC, Waddell & Reed, IVY DISTRIBUTORS, INC., American Century Brokerage, Inc., and American Century Investment Services Inc.. Thomas is a Series 6, 7, 24, 26, 51, and 63 licensed advisor. Thomas has a strong background in Investment Company Products/Variable Contracts, General Securities, and Municipal Fund Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/19/2022 - Present
Alps Distributors, Inc. (DENVER CO)
KS
04/14/2021 - 12/31/2021
MSEC, LLC (Overland Park KS)
KS
07/09/2019 - 03/17/2021
WADDELL & REED (OVERLAND PARK KS)
KS
09/26/2007 - 03/17/2021
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
09/26/2007 - 04/03/2019
WADDELL & REED (OVERLAND PARK KS)
MO
01/03/2006 - 09/13/2007
AMERICAN CENTURY BROKERAGE, INC. (KANSAS CITY MO)
MO
05/23/2000 - 09/13/2007
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
MO
09/04/1997 - 06/15/1999
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/07/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/13/2002
Series 24 - General Securities Principal Examination
BC
Issued 05/16/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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