Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Johnson is a financial advisor at Principal Securities, Inc. with over 20 years of experience in the industry. Thomas has a wide range of experience, working previously at NFP Securities, Inc. and FBD Investment Services, Inc. Thomas has expertise in providing financial planning and portfolio management services for individuals and businesses. Thomas is registered to offer investment advice in multiple states and holds a variety of licenses and designations, including Series 6, 7, 24, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MO
09/19/2023 - Present
Principal Securities, Inc. (KANSAS CITY MO)
KS
03/08/2011 - 09/29/2011
NFP SECURITIES, INC. (MISSION KS)
KS
04/02/2001 - 03/31/2010
NFP SECURITIES, INC. (OVERLAND PARK KS)
KS
06/26/2000 - 04/02/2001
FBD INVESTMENT SERVICES, INC. (LEAWOOD KS)
IA
Issued 03/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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