Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Joseph Holt is a financial advisor currently registered with LPL Financial LLC. Thomas has been in the industry since 2001 and has worked at several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA SECURITIES LLC, INVEST FINANCIAL CORPORATION, and FUTURESHARE FINANCIAL LLC. Thomas holds the Series 7TO, Series 7, Series 63 and Series 24 licenses. Thomas specializes in providing investment advice to individuals and businesses. He is also experienced in financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
02/25/2019 - Present
LPL Financial LLC (PARAMUS NJ)
NJ
11/01/2010 - 03/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ISELIN NJ)
NY
07/31/2007 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NJ
10/09/2006 - 06/28/2007
INVEST FINANCIAL CORPORATION (RED BANK NJ)
NJ
09/15/2003 - 08/30/2006
INVEST FINANCIAL CORPORATION (FREEHOLD NJ)
NJ
05/21/2002 - 08/20/2003
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
MO
10/01/1999 - 08/02/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
04/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 05/27/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 03/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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