Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hine is a financial advisor who has been in the industry since 1989. He is currently registered with Commonwealth Financial Network, and has previously worked with Securities America, Inc., Securities Service Network, Inc., Linsco/Private Ledger Corp., and Allmerica Investments, Inc. Thomas has a wide range of experience in the financial services industry, and has held various roles including financial advisor, insurance agent, and investment advisor. He holds several securities licenses, including the Series 6, 7, 22, 24, 31, 63, and 65 exams. Thomas is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
07/05/2011 - Present
Commonwealth Financial Network (GLASTONBURY CT)
CT
08/07/2001 - 06/30/2011
SECURITIES AMERICA, INC. (GLASTONBURY CT)
TN
01/13/2000 - 08/07/2001
SECURITIES SERVICE NETWORK, INC. (KNOXVILLE TN)
SC
05/01/1995 - 01/24/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
11/10/1989 - 05/04/1995
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 11/03/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/29/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/09/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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