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Thomas Joseph Healey

Charles Schwab & CO., Inc.

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About Thomas Joseph Healey

Thomas Healey is a financial advisor who has been in the industry since 2001. Thomas is currently registered with Charles Schwab & Co., Inc., as a Registered Representative. Thomas is also registered with the state of Texas as an Investment Advisor Representative. Thomas has experience working with a variety of financial firms including TD Ameritrade, Inc., Ameriprise Financial Services, LLC, Woodmen Financial Services, Inc., Citigroup Global Markets Inc., and Fidelity Brokerage Services LLC.

Firm Information

Thomas Healey is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Thomas Healey’s Registration & Firm History

TX

09/30/2022 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

04/25/2022 - 05/19/2024

TD AMERITRADE, INC. (Westlake TX)

TX

03/18/2009 - 09/13/2021

AMERIPRISE FINANCIAL SERVICES, LLC (TYLER TX)

TX

09/25/2008 - 03/19/2009

WOODMEN FINANCIAL SERVICES, INC. (VAN TX)

TX

02/28/2007 - 09/17/2008

CITIGROUP GLOBAL MARKETS INC. (TYLER TX)

TX

08/17/2000 - 11/10/2006

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

IA

Issued 04/16/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thomas Joseph Healey.
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