Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Joseph Hallman

Pruco Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Joseph Hallman

Thomas Hallman is an investment advisor representative at Pruco Securities, LLC. He is registered in 11 states and has been in the industry since 1989. Thomas specializes in providing financial planning, investment management and other advisory services to individuals, families and small businesses. He has a wide range of experience and expertise, and is committed to providing his clients with the highest quality of service.

Firm Information

Thomas Hallman is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Compensation from lpl enterprise, llc

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Hallman’s Registration & Firm History

FL

01/30/2018 - Present

Pruco Securities, LLC (Fort Myers FL)

NJ

02/24/1995 - 09/06/2000

THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)

NY

08/12/1987 - 03/25/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if Thomas Joseph Hallman is right for you?

Licenses & Designations

BC

Issued 12/29/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/03/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Joseph Hallman.
Not sure if Thomas Joseph Hallman is right for you?