Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Hake is a financial advisor with Raymond James Financial Services Advisors, Inc. located in St. Louis, Missouri. Thomas has been in the securities industry since October 2, 1995. Prior to joining Raymond James Financial Services Advisors, Inc. Thomas was employed by Wells Fargo Advisors Financial Network, LLC, Securities Service Network, Inc. and Joseph Charles Hake & Company, Inc. Thomas holds a Series 63 license, as well as Series 4, Series 24, Series 26, Series 28, Series 7, Series 6, Series 52TO, Series 99TO, and SIE licenses. Thomas provides financial planning, pension consulting, and portfolio management for businesses and individuals. Thomas is also an active member of the financial community, serving as a Neutral Arbitrator for FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
08/23/2022 - Present
Raymond James Financial Services Advisors, Inc. (ST. LOUIS MO)
MO
03/17/2014 - 06/17/2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SAINT LOUIS MO)
MO
10/31/2002 - 03/11/2014
SECURITIES SERVICE NETWORK, INC. (ST LOUIS MO)
MO
09/28/1995 - 11/27/2002
JOSEPH CHARLES HAKE & COMPANY, INC. (ST. LOUIS MO)
BC
Issued 10/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2000
Series 4 - Registered Options Principal Examination
BC
Issued 08/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/19/1998
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 10/20/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/21/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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