Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Haggerty is a financial advisor with Perigon Wealth Management, LLC. Thomas has been in the financial services industry since 1999 and is registered to provide investment advisory services in New York and Texas. Thomas has held previous roles at LPL Financial, LLC, Park Avenue Securities LLC, Royal Alliance Associates, Inc., AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Thomas provides financial planning, pension consulting, selection of other advisors, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/16/2022 - Present
Perigon Wealth Management, LLC (New York NY)
NY
08/22/2016 - 11/22/2022
LPL FINANCIAL LLC (NEW YORK NY)
NY
04/15/2003 - 08/29/2016
PARK AVENUE SECURITIES LLC (NEW YORK NY)
AZ
03/22/2001 - 02/08/2002
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
07/27/1998 - 03/20/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
07/27/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 05/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/05/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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