Unclaimed
Thomas Grout is a financial advisor who has been in the industry since 2011 and is currently registered with Touchstone Advisors Inc. Thomas holds a Series 63, Series 66, Series 7, and Series 24 securities licenses. His specialties include investment companies, pension consulting, and financial planning. Thomas has a strong track record of success in the industry and is committed to providing clients with personalized financial advice. He is also a booster board member for Covington Catholic High School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
09/24/2012 - Present
Touchstone Advisors Inc. (CINCINNATI OH)
KY
04/18/2011 - 09/05/2012
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 05/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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