Unclaimed
Thomas Joseph Grimmond is a financial professional with over 30 years of experience in the industry. He is currently registered with Colliers Securities LLC, where Thomas specializes in portfolio management for individuals and the selection of other advisors. Prior to joining Colliers Securities LLC, Thomas was employed by Dougherty Dawkins LLC in Minneapolis, MN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
SD
09/30/1997 - Present
Colliers Securities LLC (SIOUX FALLS SD)
MN
09/22/1992 - 09/30/1997
DOUGHERTY DAWKINS LLC (MINNEAPOLIS MN)
BC
Issued 10/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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