Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gorman is a financial advisor currently associated with Wells Fargo Clearing Services, LLC. Thomas has over 40 years of experience in the financial services industry, working previously with UBS Financial Services Inc. and Morgan Stanley & Co. Incorporated. His work is centered on the provision of investment consulting services to institutional clients, along with financial planning and portfolio management for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
03/18/2021 - Present
Wells Fargo Clearing Services, LLC (CONSHOHOCKEN PA)
PA
01/23/2009 - 03/29/2021
UBS FINANCIAL SERVICES INC. (CONSHOHOCKEN PA)
PA
04/02/2007 - 01/26/2009
MORGAN STANLEY & CO. INCORPORATED (PHILADELPHIA PA)
PA
07/27/1979 - 04/02/2007
MORGAN STANLEY DW INC. (PHILADELPHIA PA)
IA
Issued 09/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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