Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Giuntini is a financial professional registered with the state of New York. Thomas has been in the industry since February 11, 2014, and is currently associated with MUFG Securities Americas Inc. Previously, Thomas was associated with RABO SECURITIES USA, INC. Thomas is a Series 63, SIE, and Series 79 licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/05/2017 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
01/21/2014 - 08/14/2017
RABO SECURITIES USA, INC. (NEW YORK NY)
BC
Issued 05/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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