Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gardner is a financial advisor who has been working in the industry since 2013. Thomas is currently registered with Ameriprise Financial Services, LLC and has been with the firm since May 2024. Prior to joining Ameriprise Financial Services, LLC, Thomas was registered with Fidelity Brokerage Services LLC and Securian Financial Services, Inc. Thomas holds Series 7, 9, 10, 66, and SIE licenses. Thomas has experience in financial planning, portfolio management for individuals and businesses, pension consulting, and asset allocation services. Thomas works with a variety of clients including individuals, high net worth individuals, trusts/estates, pension and profit-sharing plans, charitable organizations, corporations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/10/2024 - Present
Ameriprise Financial Services, LLC (Colleyville TX)
TX
11/05/2020 - 04/04/2024
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
04/11/2013 - 09/18/2020
SECURIAN FINANCIAL SERVICES, INC. (DALLAS TX)
MO
11/22/2012 - 01/11/2013
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 06/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/25/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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