Unclaimed
Thomas Gallagher is a financial advisor with over 20 years of experience in the industry. Thomas is currently registered with MML Investors Services, LLC and is licensed in 23 states. Thomas specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Thomas also offers educational seminars and selection of other advisors. Prior to joining MML Investors Services, LLC Thomas was with MML STRATEGIC DISTRIBUTORS, LLC and MML INVESTORS SERVICES, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
07/26/2019 - Present
MML Investors Services, LLC (San Antonio TX)
MA
04/01/2014 - 04/08/2019
MML STRATEGIC DISTRIBUTORS, LLC (SPRINGFIELD MA)
CA
06/24/2009 - 04/05/2019
MML INVESTORS SERVICES, LLC (ENCINITAS CA)
MA
01/24/2002 - 04/01/2014
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
CT
05/19/2000 - 06/18/2001
SAGE DISTRIBUTORS, INC. (STAMFORD CT)
CT
03/31/1999 - 03/27/2000
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
MA
08/12/1996 - 01/30/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/12/1996 - 01/30/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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