Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Gallagher has been in the financial services industry since 2002. He is currently a registered representative with Umergence LLC. Previously, Thomas was a registered representative with Maxim Group LLC and Citigroup Global Markets Inc. He is licensed to offer securities in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/20/2023 - Present
Umergence LLC (PLANTSVILLE CT)
NY
12/21/2017 - 07/05/2018
MAXIM GROUP LLC (NEW YORK NY)
NY
01/28/1993 - 09/10/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 01/27/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/02/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/20/2023
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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