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Thomas Joseph Fridrich

CWM, LLC

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About Thomas Joseph Fridrich

Thomas Fridrich is a financial advisor with CWM, LLC, a firm that provides financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Thomas has been in the financial services industry since 2001 and holds the Series 6, Series 63, and SIE licenses. Thomas is a Chartered Financial Consultant. In addition to his role at CWM, LLC, Thomas is also on the Board of Directors of the Society of Financial Service Professionals.

Firm Information

Thomas Fridrich is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Thomas Fridrich’s Registration & Firm History

NE

06/15/2022 - Present

CWM, LLC (OMAHA NE)

NE

09/03/2013 - 02/03/2022

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

NE

03/16/2009 - 12/31/2011

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

NE

06/21/2005 - 12/31/2008

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

NE

05/17/2001 - 04/17/2003

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 06/29/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Thomas Joseph Fridrich. Review regulatory record here.
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