Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Fogerty has been an active financial professional for over 27 years. Thomas is currently registered with BFC Planning, Inc. in Cedar Rapids, Iowa and Evanston, Illinois. Thomas has previously worked with firms such as Hornor, Townsend & Kent, LLC, AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, and CIGNA Financial Advisors, Inc. Thomas holds the Series 6, 7, 24, 63 and 65 securities licenses. Thomas has earned the CFP® and ChFC designations. Thomas also provides financial planning services through TJF Retirement Strategies in Evanston, Illinois. Thomas primarily works with high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fee
1
2
IA
11/22/2019 - Present
BFC Planning, Inc. (CEDAR RAPIDS IA)
IL
04/22/2010 - 11/26/2019
HORNOR, TOWNSEND & KENT, LLC (CHICAGO IL)
IL
06/05/1997 - 04/27/2010
AXA ADVISORS, LLC (OAK BROOK IL)
NY
06/05/1997 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
PA
05/18/1992 - 06/09/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 11/30/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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